Math 2.0

Operator theory Definition

Approximate point spectrum

Builds on Spectrum of an operatorPoint spectrumContinuous and residual spectrum

Definition

Let XX be a complex Banach space with identity map II, and let T ⁣:X→XT \colon X \to X be a bounded operator. The approximate point spectrum of TT is the set σap(T)\sigma_{ap}(T) of λ∈ℂ\lambda \in \C for which there is a sequence (xn)(x_n) in XX with ∥xn∥=1 for all nand∥(T−λI)xn∥→0.\norm{x_n} = 1 \text{ for all } n \quad \text{and} \quad \norm{(T - \lambda I) x_n} \to 0.

Remarks

Equivalently, λ∈σap(T)\lambda \in \sigma_{ap}(T) if and only if T−λIT - \lambda I is not bounded below, that is, there is no c>0c > 0 with ∥(T−λI)x∥≥c∥x∥\norm{(T - \lambda I)x} \ge c \norm{x} for all xx. It satisfies σp(T)∪σc(T)⊆σap(T)⊆σ(T)\sigma_p(T) \cup \sigma_c(T) \subseteq \sigma_{ap}(T) \subseteq \sigma(T), with the point spectrum, the continuous spectrum and the spectrum. It is closed, and it contains the boundary of σ(T)\sigma(T), so it is nonempty when X≠{0}X \ne \set{0}.

Example: for D(xn)=(xn/n)D(x_n) = (x_n / n) on ℓ2\ell^2, the unit vectors ene_n satisfy ∥Den∥=1/n→0\norm{D e_n} = 1/n \to 0, so 0∈σap(D)0 \in \sigma_{ap}(D).

Non-example: for the right shift SS on ℓ2\ell^2, ∥Sx∥=∥x∥\norm{Sx} = \norm{x} for all xx, so SS is bounded below and 0∉σap(S)0 \notin \sigma_{ap}(S), although 0∈σ(S)0 \in \sigma(S). More generally ∥(S−λI)x∥≥(1−∣λ∣)∥x∥\norm{(S - \lambda I)x} \ge (1 - \abs{\lambda}) \norm{x}, so σap(S)\sigma_{ap}(S) is the unit circle.

For a normal operator on a Hilbert space, σap(T)=σ(T)\sigma_{ap}(T) = \sigma(T).

Reading path

To understand this page from the ground up, read these 4 pages in order. The foundations come first.

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Each page uses the pages above it. The colour of the bar on a box shows how strong the evidence is, and the box also gives it as text. The list has the same pages.
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  1. Continuous and residual spectrum concept
  2. Point spectrum concept
  3. Spectrum of an operator concept
  4. Approximate point spectrum definition

Further reading

  1. Web https://en.wikipedia.org/wiki/Spectrum_(functional_analysis), Approximate point spectrum
About this page
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Kinddefinition
WritingW0 stub
MSC47A10
DefinesApproximate point spectrum
UsesSpectrum of an operator, Point spectrum, Continuous and residual spectrum
Changed2 November 2026

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