Math 2.0

Operator theory Definition

Essential spectrum

Builds on Spectrum of an operatorFredholm operatorCompact operator

Definition

Let XX be a complex Banach space with identity map II, and let T ⁣:X→XT \colon X \to X be a bounded operator. The essential spectrum of TT is the set σess(T)={λ∈ℂ:T−λI is not a Fredholm operator}.\sigma_{ess}(T) = \set{\lambda \in \C : T - \lambda I \text{ is not a Fredholm operator}}. Here a bounded operator is Fredholm when its kernel is finite-dimensional and its image is closed and of finite codimension.

Remarks

Since every invertible operator is Fredholm, σess(T)\sigma_{ess}(T) is a subset of the spectrum σ(T)\sigma(T); it is compact. It does not change when a compact operator is added to TT. On a Hilbert space, it is the spectrum of the image of TT in the quotient algebra of bounded operators by compact operators, by Atkinson's theorem.

Example: if XX is infinite-dimensional, then 1∈σess(I)1 \in \sigma_{ess}(I), since I−I=0I - I = 0 has an infinite-dimensional kernel.

Non-example: for D(xn)=(xn/n)D(x_n) = (x_n / n) on ℓ2\ell^2, 1∈σ(D)1 \in \sigma(D) but 1∉σess(D)1 \notin \sigma_{ess}(D). The kernel of D−ID - I is spanned by e1e_1, and its image is the closed subspace {x:x1=0}\set{x : x_1 = 0} of codimension 11, so D−ID - I is Fredholm. In fact σess(D)={0}\sigma_{ess}(D) = \set{0}.

In Banach spaces several non-equivalent variants of the essential spectrum are in use. For a self-adjoint operator on a Hilbert space all the usual variants agree. Then λ∈σess(T)\lambda \in \sigma_{ess}(T) if and only if λ\lambda is in σ(T)\sigma(T) and is not an isolated eigenvalue of finite multiplicity.

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  1. Compact operator concept
  2. Fredholm operator concept
  3. Spectrum of an operator concept
  4. Essential spectrum definition

Further reading

  1. Web https://en.wikipedia.org/wiki/Essential_spectrum
About this page
TagNHB3ZMN2BN
URIm2://NHB3ZMN2BN
Kinddefinition
WritingW0 stub
MSC47A53, 47A10
DefinesEssential spectrum
UsesSpectrum of an operator, Fredholm operator, Compact operator
Changed2 November 2026

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