Math 2.0

Partial differential equations Theorem

Gårding's inequality

Builds on Elliptic operator

Statement

Let Ω⊆ℝn\Omega \subseteq \R^n be a bounded open set and let k≥1k \ge 1 be an integer. For multi-indices α,β\alpha, \beta with ∣α∣,∣β∣≤k\abs{\alpha}, \abs{\beta} \le k, let Aαβ ⁣:Ω→ℂA_{\alpha\beta} \colon \Omega \to \C be bounded measurable functions. Assume that AαβA_{\alpha\beta} is uniformly continuous on Ω\Omega when ∣α∣=∣β∣=k\abs{\alpha} = \abs{\beta} = k. Assume the uniform ellipticity condition: there is θ>0\theta > 0 with Re⁡∑∣α∣=∣β∣=kAαβ(x)ξαξβ≥θ∣ξ∣2kfor all x∈Ω, ξ∈ℝn.\operatorname{Re} \sum_{\abs{\alpha} = \abs{\beta} = k} A_{\alpha\beta}(x)\xi^\alpha\xi^\beta \ge \theta\abs{\xi}^{2k} \quad \text{for all } x \in \Omega,\ \xi \in \R^n. For u,vu, v in the Sobolev space H0k(Ω)H^k_0(\Omega), let B(u,v)=∑∣α∣,∣β∣≤k∫ΩAαβ(x) ∂βu(x) ∂αv(x)‾ dx.B(u, v) = \sum_{\abs{\alpha}, \abs{\beta} \le k} \int_\Omega A_{\alpha\beta}(x)\, \partial^\beta u(x)\, \overline{\partial^\alpha v(x)} \, dx. Then there are constants c>0c > 0 and G≥0G \ge 0 such that Re⁡B(u,u)≥c∥u∥Hk(Ω)2−G∥u∥L2(Ω)2for all u∈H0k(Ω).\operatorname{Re} B(u, u) \ge c\norm{u}_{H^k(\Omega)}^2 - G\norm{u}_{L^2(\Omega)}^2 \quad \text{for all } u \in H^k_0(\Omega).

Remarks

The form BB is the sesquilinear form of the elliptic operator Lu=∑(−1)∣α∣∂α(Aαβ∂βu)Lu = \sum (-1)^{\abs{\alpha}} \partial^\alpha(A_{\alpha\beta}\partial^\beta u) in divergence form. For constant coefficients and only top-order terms, the inequality follows from Plancherel's theorem: the Fourier transform turns Re⁡B(u,u)\operatorname{Re} B(u, u) into ∫Re⁡σ(ξ)∣u^(ξ)∣2 dξ≥θ∫∣ξ∣2k∣u^(ξ)∣2 dξ\int \operatorname{Re}\sigma(\xi)\abs{\hat u(\xi)}^2 \, d\xi \ge \theta \int \abs{\xi}^{2k}\abs{\hat u(\xi)}^2 \, d\xi. For variable coefficients, one freezes the coefficients on small pieces of Ω\Omega, using uniform continuity, and glues with a partition of unity. Lower-order terms are absorbed with the interpolation inequality ∥u∥Hj≤ε∥u∥Hk+Cε∥u∥L2\norm{u}_{H^j} \le \varepsilon\norm{u}_{H^k} + C_\varepsilon\norm{u}_{L^2} for j<kj < k.

Example: for k=1k = 1 and B(u,u)=∫Ω∣∇u∣2 dxB(u, u) = \int_\Omega \abs{\nabla u}^2 \, dx, the form of −Δ-\Delta, one has B(u,u)=∥u∥H12−∥u∥L22B(u, u) = \norm{u}_{H^1}^2 - \norm{u}_{L^2}^2, so c=1c = 1 and G=1G = 1 work.

Ellipticity cannot be dropped. In ℝ2\R^2, the form ∫Ω∣∂1u∣2 dx\int_\Omega \abs{\partial_1 u}^2 \, dx is not elliptic, and functions that oscillate fast in the x2x_2 direction make ∥u∥H1\norm{u}_{H^1} large while the form and ∥u∥L2\norm{u}_{L^2} stay bounded.

Going deeper

For a student

Adding GG to the operator, the form B(u,v)+G⟨u,v⟩B(u, v) + G\ip{u}{v} becomes coercive on H0k(Ω)H^k_0(\Omega). The Lax–Milgram theorem then gives a unique weak solution of (L+λ)u=f(L + \lambda)u = f for every ff and every λ≥G\lambda \ge G. Combined with the compact embedding of H0k(Ω)H^k_0(\Omega) in L2(Ω)L^2(\Omega), this yields the Fredholm alternative and a discrete spectrum for the Dirichlet problem. The constant GG cannot in general be taken to be 00, because LL may have eigenvalues with negative real part.

Reading path

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Further reading

  1. Web https://en.wikipedia.org/wiki/G%C3%A5rding%27s_inequality
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Changed2 November 2026

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