Math 2.0

Optics, electromagnetic theory Definition

Paraxial wave equation

Builds on Helmholtz equationParaxial approximationSchrödinger equation

Definition

Let k>0k > 0 be a wave number, and let U(x,y,z)U(x, y, z) solve the Helmholtz equation ΔU+k2U=0\Delta U + k^2 U = 0. Write U(x,y,z)=A(x,y,z) eikzU(x, y, z) = A(x, y, z) \, e^{ikz} with an envelope AA of class C2C^2. Assume the slowly varying envelope condition ∣∂z2A∣≪∣k ∂zA∣\abs{\partial_z^2 A} \ll \abs{k \, \partial_z A}. Dropping the term ∂z2A\partial_z^2 A gives the paraxial wave equation ∂x2A+∂y2A+2ik ∂zA=0.\partial_x^2 A + \partial_y^2 A + 2ik \, \partial_z A = 0.

Remarks

Exactly, ΔU+k2U=eikz(∂x2A+∂y2A+∂z2A+2ik ∂zA)\Delta U + k^2 U = e^{ikz} \bigl(\partial_x^2 A + \partial_y^2 A + \partial_z^2 A + 2ik \, \partial_z A\bigr), so the equation is the paraxial approximation of the Helmholtz equation. Here the time dependence is e−iωte^{-i\omega t}; with the convention e−ikze^{-ikz} the sign of the last term changes. In the form i ∂zA=−12k(∂x2+∂y2)Ai \, \partial_z A = -\frac{1}{2k} (\partial_x^2 + \partial_y^2) A it is the free Schrödinger equation in the plane, with zz in place of time.

Example: let zR>0z_R > 0, q(z)=z−izRq(z) = z - i z_R and A=q−1exp⁡(ik(x2+y2)/(2q))A = q^{-1} \exp\bigl(ik(x^2 + y^2)/(2q)\bigr). With r2=x2+y2r^2 = x^2 + y^2, one computes 2ik ∂zA=(−2ik/q2+k2r2/q3)qA2ik \, \partial_z A = \bigl(-2ik/q^2 + k^2 r^2/q^3\bigr) q A. Also (∂x2+∂y2)A=(2ik/q2−k2r2/q3)qA(\partial_x^2 + \partial_y^2) A = \bigl(2ik/q^2 - k^2 r^2/q^3\bigr) q A, so the sum vanishes. This solution is the Gaussian beam.

Non-example: A=eikxxA = e^{i k_x x} with kx≠0k_x \ne 0 does not solve the equation, since ∂x2A=−kx2A≠0\partial_x^2 A = -k_x^2 A \ne 0 while ∂zA=0\partial_z A = 0. The tilted beam A=eikxx−ikx2z/(2k)A = e^{i k_x x - i k_x^2 z/(2k)} does solve it.

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  1. Helmholtz equation concept
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Further reading

  1. Web https://en.wikipedia.org/wiki/Paraxial_approximation
About this page
TagDSQJGZVC25
URIm2://DSQJGZVC25
Kinddefinition
WritingW0 stub
MSC78A10, 35Q60, 78A60
DefinesParaxial wave equation
UsesHelmholtz equation, Paraxial approximation, Schrödinger equation
Changed3 November 2026

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