Math 2.0

Operator theory Nonlinear operators and fixed points Theorem

Schaefer's fixed point theorem

Builds on Banach spaceContinuous functionSchauder fixed-point theorem

Statement

Let XX be a real Banach space and let A ⁣:X→XA \colon X \to X be a continuous map. Assume that AA is compact: it maps each bounded subset of XX into a relatively compact set. Assume that the set {u∈X:u=λA(u) for some λ∈[0,1]}\set{u \in X : u = \lambda A(u) \text{ for some } \lambda \in [0, 1]} is bounded. Then AA has a fixed point: there is u∈Xu \in X with A(u)=uA(u) = u.

Remarks

The proof uses the Schauder fixed-point theorem. Choose MM larger than the norm of every uu in the bounded set of the hypothesis, and let BB be the closed ball of radius MM. On BB, define A~(u)=A(u)\tilde A(u) = A(u) if ∥A(u)∥≤M\norm{A(u)} \le M and A~(u)=MA(u)/∥A(u)∥\tilde A(u) = M A(u)/\norm{A(u)} otherwise. Then A~\tilde A maps BB continuously into a compact subset of BB, so it has a fixed point uu. If ∥A(u)∥>M\norm{A(u)} > M, then u=λA(u)u = \lambda A(u) with λ=M/∥A(u)∥<1\lambda = M/\norm{A(u)} < 1 and ∥u∥=M\norm{u} = M, which contradicts the choice of MM; so A(u)=uA(u) = u.

The hypothesis is an a priori bound: one shows that all solutions of the family of problems u=λA(u)u = \lambda A(u) lie in a fixed ball, without knowing in advance that any exists.

Example: on X=ℝX = \R, let A(u)=1+12sin⁡uA(u) = 1 + \frac{1}{2}\sin u. If u=λA(u)u = \lambda A(u) with λ∈[0,1]\lambda \in [0, 1], then ∣u∣≤3/2\abs{u} \le 3/2, so the set is bounded, and AA has a fixed point.

The a priori bound is necessary: A(u)=u+1A(u) = u + 1 on ℝ\R is continuous and compact, but has no fixed point, and the solutions u=λ/(1−λ)u = \lambda/(1 - \lambda) of u=λA(u)u = \lambda A(u) are unbounded as λ→1\lambda \to 1.

Going deeper

For a student

The theorem is a standard tool for nonlinear elliptic and parabolic equations, as in Evans's book on partial differential equations. One writes the equation as u=A(u)u = A(u), where AA solves a linear problem with the nonlinearity frozen, and gets compactness of AA from elliptic regularity and a compact Sobolev embedding. The a priori bound is then proved by energy estimates or the maximum principle. It is a special case of the Leray–Schauder continuation principle, which is based on degree theory.

Reading path

To understand this page from the ground up, read these 7 pages in order. The foundations come first.

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Each page uses the pages above it. The colour of the bar on a box shows how strong the evidence is, and the box also gives it as text. The list has the same pages.
  • no evidence level
  1. Banach space concept
  2. Compact set concept
  3. Continuous function concept
  4. Convex set concept
  5. Normed vector space concept
  6. Schauder fixed-point theorem statement
  7. Schaefer's fixed point theorem statement

Further reading

  1. Web https://en.wikipedia.org/wiki/Schauder_fixed-point_theorem
About this page
Tag7H3YSSDEBK
URIm2://7H3YSSDEBK
Kindstatement, theorem
WritingW0 stub
MSC47H10, 47J05
StatusThis copy of the site has no build data. Run m2 status 7H3YSSDEBK.
AboutBanach space
UsesBanach space, Continuous function, Schauder fixed-point theorem
Changed2 November 2026

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