Math 2.0

Manifolds and cell complexes Differential topology: smooth manifolds and maps Theorem

Smale–Hirsch theorem

Builds on Smooth manifoldImmersionTangent bundleDifferential of a smooth mapHomotopy group

Statement

Let MM and NN be smooth manifolds of dimensions mm and nn. Assume that m<nm < n, or that m=nm = n and no connected component of MM is compact. Let Imm(M,N)\mathrm{Imm}(M, N) be the space of immersions M→NM \to N with the C1C^1 topology. Let Mono(TM,TN)\mathrm{Mono}(TM, TN) be the space of continuous bundle maps TM→TNTM \to TN between tangent bundles that are injective on each fibre, with the compact-open topology. Then the map Imm(M,N)→Mono(TM,TN)\mathrm{Imm}(M, N) \to \mathrm{Mono}(TM, TN), f↦dff \mapsto df, which sends an immersion to its differential, is a weak homotopy equivalence. That is, it induces a bijection on path components and isomorphisms on all homotopy groups.

Remarks

On path components the theorem says: two immersions are regularly homotopic, that is homotopic through immersions, if and only if their differentials are homotopic through fibrewise injective bundle maps. It also says that MM immerses in NN as soon as there is a fibrewise injective bundle map TM→TNTM \to TN. Smale first proved the case of spheres in Euclidean space. For m<nm < n, regular homotopy classes of immersions Sm→ℝnS^m \to \R^n correspond to πm(Vn,m)\pi_m(V_{n, m}). Here Vn,mV_{n, m} is the Stiefel manifold of orthonormal mm-frames in ℝn\R^n. Hirsch extended the result to general MM and NN. Example: π2(V3,2)=π2(SO(3))=0\pi_2(V_{3, 2}) = \pi_2(SO(3)) = 0, so all immersions S2→ℝ3S^2 \to \R^3 are regularly homotopic, which gives sphere eversion. The hypothesis cannot be dropped: for m=n=1m = n = 1 and M=S1M = S^1, N=ℝN = \R, the set Mono(TS1,Tℝ)\mathrm{Mono}(TS^1, T\R) is not empty, but there is no immersion S1→ℝS^1 \to \R.

Going deeper

For a student

The theorem is the first major instance of the homotopy principle. Its proof builds the regular homotopy cell by cell over a handle decomposition. It uses a covering homotopy property of the restriction map to a smaller submanifold. The extra room needed comes from the dimension condition or from the openness of MM. Combined with computations of homotopy groups of Stiefel manifolds, it classifies immersions of spheres, and with obstruction theory it gives existence results for immersions of general manifolds.

Reading path

To understand this page from the ground up, read these 6 pages in order. The foundations come first.

Show the path as a graph
Each page uses the pages above it. The colour of the bar on a box shows how strong the evidence is, and the box also gives it as text. The list has the same pages.
  • no evidence level
  1. Differential of a smooth map concept
  2. Homotopy group concept
  3. Immersion concept
  4. Smooth manifold concept
  5. Tangent bundle concept
  6. Smale–Hirsch theorem statement

Further reading

  1. Web https://en.wikipedia.org/wiki/Immersion_(mathematics)
About this page
Tag7R8W704VGW
URIm2://7R8W704VGW
Kindstatement, theorem
WritingW0 stub
MSC57R42, 58A20
StatusThis copy of the site has no build data. Run m2 status 7R8W704VGW.
AboutImmersion, Homotopy principle
UsesSmooth manifold, Immersion, Tangent bundle, Differential of a smooth map, Homotopy group
Changed2 November 2026

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