Math 2.0

Operator theory Definition

Spectrum of an operator

Builds on Banach spaceContinuous linear mapInvertible operatorSpectrum of a matrixClosed operator

Definition

Let XX be a complex Banach space, let II be its identity map, and let T ⁣:X→XT \colon X \to X be a continuous linear map. The spectrum of TT is the set σ(T)={λ∈ℂ:T−λI is not invertible},\sigma(T) = \set{\lambda \in \C : T - \lambda I \text{ is not invertible}}, where invertible means invertible as a bounded operator.

Remarks

By the bounded inverse theorem, λ∈σ(T)\lambda \in \sigma(T) if and only if T−λIT - \lambda I is not bijective. If X≠{0}X \ne \set{0}, then σ(T)\sigma(T) is a nonempty compact subset of the closed disc {λ:∣λ∣≤∥T∥}\set{\lambda : \abs{\lambda} \le \norm{T}}. For X=ℂnX = \C^n, σ(T)\sigma(T) is the spectrum of the matrix of TT, its set of eigenvalues.

Example: let D(xn)=(xn/n)D(x_n) = (x_n / n) on ℓ2\ell^2. For λ∉{1/n:n≥1}∪{0}\lambda \notin \set{1/n : n \ge 1} \cup \set{0}, the numbers 1/(1/n−λ)1/(1/n - \lambda) are bounded, so the diagonal operator with these entries is a bounded inverse of D−λID - \lambda I. Each 1/n1/n is an eigenvalue, and DD is not surjective, so σ(D)={1/n:n≥1}∪{0}\sigma(D) = \set{1/n : n \ge 1} \cup \set{0}.

Non-example: the number 22 is not in σ(D)\sigma(D), since ∣1/(1/n−2)∣≤1\abs{1/(1/n - 2)} \le 1 for all nn, so D−2ID - 2I has a bounded inverse.

For a closed operator TT with domain D(T)D(T), λ\lambda is outside σ(T)\sigma(T) when T−λI ⁣:D(T)→XT - \lambda I \colon D(T) \to X is bijective with bounded inverse. The spectrum is then closed, but it can be empty or unbounded.

Reading path

To understand this page from the ground up, read these 6 pages in order. The foundations come first.

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  1. Banach space concept
  2. Closed operator concept
  3. Continuous linear map concept
  4. Invertible operator concept
  5. Spectrum of a matrix concept
  6. Spectrum of an operator definition

Further reading

  1. Web https://en.wikipedia.org/wiki/Spectrum_(functional_analysis)
About this page
TagXXXSST2DR5
URIm2://XXXSST2DR5
Kinddefinition
WritingW0 stub
MSC47A10
DefinesSpectrum of an operator
UsesBanach space, Continuous linear map, Invertible operator, Spectrum of a matrix, Closed operator
Changed2 November 2026

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