Math 2.0

Optics, electromagnetic theory Definition

Transfer-matrix method in optics

Builds on Plane waveRefractive indexMatrixLinear differential equation of order n

Definition

Let layers j=1,…,Nj = 1, \dots, N fill the slabs zj−1<z<zjz_{j-1} < z < z_j, with z0=0z_0 = 0, thickness dj=zj−zj−1d_j = z_j - z_{j-1} and real refractive index nj>0n_j > 0. Let a medium of index n0n_0 fill z<0z < 0 and a medium of index nsn_s fill z>zNz > z_N; all media are non-magnetic. A plane wave of vacuum wave number k0k_0, polarized along yy (ss-polarization), arrives from z<0z < 0 at angle θ0\theta_0. Let κ=k0n0sin⁡θ0\kappa = k_0 n_0 \sin \theta_0, and let qj=k02nj2−κ2q_j = \sqrt{k_0^2 n_j^2 - \kappa^2}, assumed real and positive, with q0q_0 and qsq_s defined in the same way. The field is Ey=U(z)eiκxE_y = U(z) e^{i \kappa x}, where U′′+qj2U=0U'' + q_j^2 U = 0 in layer jj, and UU and U′U' are continuous at each interface. The transfer matrix of layer jj is Mj=(cos⁡(qjdj)sin⁡(qjdj)/qj−qjsin⁡(qjdj)cos⁡(qjdj)),M_j = \begin{pmatrix} \cos(q_j d_j) & \sin(q_j d_j)/q_j \\ -q_j \sin(q_j d_j) & \cos(q_j d_j) \end{pmatrix}, which maps (U,U′)(U, U') at zj−1z_{j-1} to (U,U′)(U, U') at zjz_j. The transfer-matrix method computes the matrix M=MN⋯M1M = M_N \cdots M_1 and then the reflection and transmission coefficients rr and tt from the linear system (tiqst)=M(1+riq0(1−r)).\begin{pmatrix} t \\ i q_s t \end{pmatrix} = M \begin{pmatrix} 1 + r \\ i q_0 (1 - r) \end{pmatrix}.

Remarks

The system expresses that U=eiq0z+re−iq0zU = e^{i q_0 z} + r e^{-i q_0 z} for z<0z < 0 and U=t eiqs(z−zN)U = t \, e^{i q_s (z - z_N)} for z>zNz > z_N. Each MjM_j is the propagator of the linear differential equation U′′+qj2U=0U'' + q_j^2 U = 0, and det⁡Mj=1\det M_j = 1.

Example: a quarter-wave anti-reflection layer at normal incidence. Take N=1N = 1, θ0=0\theta_0 = 0, n1=n0nsn_1 = \sqrt{n_0 n_s} and q1d1=π/2q_1 d_1 = \pi/2. Then M=(01/q1−q10)M = \begin{pmatrix} 0 & 1/q_1 \\ -q_1 & 0 \end{pmatrix}, and the system reads t=iq0(1−r)/q1t = i q_0 (1 - r)/q_1 and iqst=−q1(1+r)i q_s t = -q_1 (1 + r). Eliminating tt gives q0qs(1−r)=q12(1+r)q_0 q_s (1 - r) = q_1^2 (1 + r), and q12=q0qsq_1^2 = q_0 q_s because n12=n0nsn_1^2 = n_0 n_s, so r=0r = 0.

Non-example: a layer whose index varies along xx, such as a grating, has no transfer matrix of this form. Its field is not of the form U(z)eiκxU(z) e^{i \kappa x}, and it couples many diffraction orders.

For pp-polarization the same method applies to HyH_y, with U′U' replaced by U′/nj2U'/n_j^2, which is continuous. For absorbing layers the njn_j and qjq_j are complex, and the same formulas hold with the correct branch of the root.

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Further reading

  1. Web https://en.wikipedia.org/wiki/Transfer-matrix_method_(optics)
About this page
TagATM6P3EKDA
URIm2://ATM6P3EKDA
Kinddefinition
WritingW0 stub
MSC78A40, 78A10
DefinesTransfer-matrix method in optics
UsesPlane wave, Refractive index, Matrix, Linear differential equation of order n
Changed3 November 2026

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