Math 2.0

Operator theory Definition

Numerical range

Builds on Toeplitz–Hausdorff theoremHilbert spaceContinuous linear mapSpectrum of an operatorOperator norm

Definition

Let HH be a complex Hilbert space with inner product ⟨⋅,⋅⟩\ip{\cdot}{\cdot}, and let T ⁣:H→HT \colon H \to H be a continuous linear map. The numerical range of TT is the set W(T)={⟨Tx,x⟩:x∈H, ∥x∥=1}⊆ℂ.W(T) = \set{\ip{Tx}{x} : x \in H, \ \norm{x} = 1} \subseteq \C. The numerical radius of TT is w(T)=sup⁡{∣z∣:z∈W(T)}w(T) = \sup \set{\abs{z} : z \in W(T)}.

Remarks

The numerical range is convex; this is the Toeplitz–Hausdorff theorem. The closure of W(T)W(T) contains the spectrum of TT. The numerical radius satisfies 12∥T∥≤w(T)≤∥T∥\tfrac12 \norm{T} \le w(T) \le \norm{T}, with the operator norm. The operator TT is self-adjoint if and only if W(T)⊆ℝW(T) \subseteq \R.

Example: let T=(0100)T = \begin{pmatrix} 0 & 1 \\ 0 & 0 \end{pmatrix} on ℂ2\C^2. For x=(x1,x2)x = (x_1, x_2) with ∣x1∣2+∣x2∣2=1\abs{x_1}^2 + \abs{x_2}^2 = 1, ⟨Tx,x⟩=x2x1‾\ip{Tx}{x} = x_2 \overline{x_1}, whose absolute value is at most 12\tfrac12 and takes every value with ∣z∣≤12\abs{z} \le \tfrac12. So W(T)W(T) is the closed disc of radius 12\tfrac12, and w(T)=12∥T∥w(T) = \tfrac12 \norm{T}.

Non-example: for the same TT and x=(1,1)x = (1, 1), ⟨Tx,x⟩=1\ip{Tx}{x} = 1, which is not in W(T)W(T); the vector xx is not a unit vector.

Reading path

To understand this page from the ground up, read these 8 pages in order. The foundations come first.

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Each page uses the pages above it. The colour of the bar on a box shows how strong the evidence is, and the box also gives it as text. The list has the same pages.
  • no evidence level
  1. Continuous linear map concept
  2. Convex set concept
  3. Hilbert space concept
  4. Numerical range concept
  5. Operator norm concept
  6. Spectrum of an operator concept
  7. Toeplitz–Hausdorff theorem statement
  8. Numerical range definition

Further reading

  1. Web https://en.wikipedia.org/wiki/Numerical_range
About this page
TagY730CQ2J1F
URIm2://Y730CQ2J1F
Kinddefinition
WritingW0 stub
MSC47A12
DefinesNumerical range
UsesToeplitz–Hausdorff theorem, Hilbert space, Continuous linear map, Spectrum of an operator, Operator norm
Changed2 November 2026

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