Math 2.0

Operator theory Invariant subspaces and dilations Theorem

Sz.-Nagy's dilation theorem

Builds on Hilbert spaceUnitary operatorOrthogonal projection

Statement

Let HH be a Hilbert space and let T ⁣:H→HT \colon H \to H be a contraction, that is, a bounded linear operator with ∥T∥≤1\norm{T} \le 1. Then there is a Hilbert space KK that contains HH as a closed subspace. There is also a unitary operator U ⁣:K→KU \colon K \to K such that Tn=PHUn∣Hfor all integers n≥0,T^n = P_H U^n|_H \quad \text{for all integers } n \ge 0, where PHP_H is the orthogonal projection of KK onto HH. Moreover, KK can be chosen as the closed span of ⋃n∈ℤUnH\bigcup_{n \in \Z} U^n H. With this choice, the pair (K,U)(K, U) is unique up to a unitary isomorphism that fixes HH.

Remarks

Proof idea: the defect operator D=(I−T∗T)1/2D = (I - T^*T)^{1/2} satisfies ∥Tx∥2+∥Dx∥2=∥x∥2\norm{Tx}^2 + \norm{Dx}^2 = \norm{x}^2. On ⨁n≥0H\bigoplus_{n \ge 0} H, the operator (x0,x1,…)↦(Tx0,Dx0,x1,x2,…)(x_0, x_1, \ldots) \mapsto (T x_0, D x_0, x_1, x_2, \ldots) is an isometry, and it compresses to the powers of TT on the first copy of HH. Every isometry extends to a unitary operator on a larger space, which gives UU.

Example: the unilateral shift on ℓ2(ℕ)\ell^2(\N) is a contraction, and the bilateral shift on ℓ2(ℤ)\ell^2(\Z) is a unitary dilation of it.

The compression property holds only for powers n≥0n \ge 0; for negative nn one has T∗∣n∣=PHUn∣HT^{*\abs{n}} = P_H U^n|_H instead.

Going deeper

For a student

The dilation turns questions about a contraction into questions about a unitary operator, where the spectral theorem is available. An immediate consequence is von Neumann's inequality. The minimal unitary dilation is the starting point of the Sz.-Nagy–Foias model theory of contractions and of the commutant lifting theorem.

Reading path

To understand this page from the ground up, read these 4 pages in order. The foundations come first.

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Each page uses the pages above it. The colour of the bar on a box shows how strong the evidence is, and the box also gives it as text. The list has the same pages.
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  1. Hilbert space concept
  2. Orthogonal projection concept
  3. Unitary operator concept
  4. Sz.-Nagy's dilation theorem statement

Further reading

  1. Web https://en.wikipedia.org/wiki/Sz.-Nagy%27s_dilation_theorem
About this page
TagYB7Q3EK0ND
URIm2://YB7Q3EK0ND
Kindstatement, theorem
WritingW0 stub
MSC47A20, 47A45
StatusThis copy of the site has no build data. Run m2 status YB7Q3EK0ND.
AboutUnitary operator
UsesHilbert space, Unitary operator, Orthogonal projection
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Changed2 November 2026

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