Math 2.0

Optics, electromagnetic theory Wave optics and diffraction Theorem

Rayleigh–Sommerfeld diffraction

Builds on Helmholtz equationGreen's functionKirchhoff's diffraction formula

Statement

Let k>0k > 0 and λ=2π/k\lambda = 2\pi/k. Let uu solve the Helmholtz equation Δu+k2u=0\Delta u + k^2 u = 0 in the half-space z>0z > 0 of ℝ3\R^3. Assume uu is continuously differentiable up to the plane z=0z = 0 and satisfies the Sommerfeld radiation condition. Assume its boundary values u(⋅,⋅,0)u(\cdot, \cdot, 0) and ∂u/∂z(⋅,⋅,0)\partial u / \partial z (\cdot, \cdot, 0) decay fast enough for the integrals below to converge absolutely. For a point P=(x,y,z)P = (x, y, z) with z>0z > 0 and a point Q=(ξ,η,0)Q = (\xi, \eta, 0) of the plane, let r=∣P−Q∣r = \abs{P - Q}. Then:

  1. (First Rayleigh–Sommerfeld formula) u(P)=−12π∫ℝ2u(ξ,η,0) ∂∂z(eikrr)dξ dη.u(P) = -\frac{1}{2\pi} \int_{\R^2} u(\xi, \eta, 0) \, \frac{\partial}{\partial z} \left( \frac{e^{i k r}}{r} \right) d\xi \, d\eta.
  2. (Second Rayleigh–Sommerfeld formula) u(P)=−12π∫ℝ2∂u∂z(ξ,η,0) eikrr dξ dη.u(P) = -\frac{1}{2\pi} \int_{\R^2} \frac{\partial u}{\partial z}(\xi, \eta, 0) \, \frac{e^{i k r}}{r} \, d\xi \, d\eta.

Remarks

Let r′r' be the distance to the mirror image of PP in the plane. The proof applies Green's representation formula on the half-space with the Dirichlet Green's function 14π(eikrr−eikr′r′)\frac{1}{4\pi}\left(\frac{e^{ikr}}{r} - \frac{e^{ikr'}}{r'}\right). For the second formula it uses the Neumann Green's function, with ++ instead of −-. Each Green's function kills one of the two boundary terms of Kirchhoff's integral theorem, so only uu (or only ∂u/∂z\partial u / \partial z) is needed on the plane. Since ∂∂zeikrr=(ik−1r)eikrrcos⁡θ\frac{\partial}{\partial z} \frac{e^{ikr}}{r} = \left(i k - \frac{1}{r}\right) \frac{e^{ikr}}{r} \cos\theta, where cos⁡θ=z/r\cos\theta = z/r, the first formula becomes, for r≫λr \gg \lambda, u(P)≈1iλ∫ℝ2u(ξ,η,0) eikrrcos⁡θ dξ dη,u(P) \approx \frac{1}{i\lambda} \int_{\R^2} u(\xi, \eta, 0) \, \frac{e^{ikr}}{r} \cos\theta \, d\xi \, d\eta, the Huygens–Fresnel principle with obliquity factor cos⁡θ\cos\theta. In diffraction by an aperture AA in a screen, one sets uu equal to the incident field on AA and 00 on the rest of the plane. Unlike Kirchhoff's conditions, this prescribes only the boundary values, so it is consistent. The radiation condition is needed: the standing wave sin⁡(kz)\sin(kz) solves the Helmholtz equation and vanishes on the plane z=0z = 0, so without it the first formula would fail.

Going deeper

For a student

These formulas are exact for outgoing waves in a half-space, and they are the rigorous base of scalar diffraction theory. The first one, with the field given on an aperture, is the usual model for diffraction by a hole in a thin screen. Taking the two-dimensional Fourier transform of the formula gives the angular spectrum method, in which propagation multiplies each plane-wave component by a phase.

Reading path

To understand this page from the ground up, read these 7 pages in order. The foundations come first.

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  1. Green's function concept
  2. Helmholtz equation concept
  3. Refractive index concept
  4. Wave equation concept
  5. Physical optics definition
  6. Kirchhoff's diffraction formula statement
  7. Rayleigh–Sommerfeld diffraction statement

Where this leads

6 pages build on this one.

Further reading

  1. Web https://en.wikipedia.org/wiki/Kirchhoff%27s_diffraction_formula
About this page
Tag3B5D567BEK
URIm2://3B5D567BEK
Kindstatement, theorem
WritingW0 stub
MSC78A45, 35J05
StatusThis copy of the site has no build data. Run m2 status 3B5D567BEK.
AboutPhysical optics
UsesHelmholtz equation, Green's function, Kirchhoff's diffraction formula
Changed3 November 2026

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