Math 2.0

Global analysis, analysis on manifolds Theorem

Families index theorem

Builds on Atiyah–Singer index theoremAtiyah–Jänich theoremFiber bundleElliptic operator on a compact manifoldPrincipal symbolComplex K-theory KUThom isomorphism in K-theoryChern character

Statement

Let BB be a compact Hausdorff space. Let π ⁣:Z→B\pi \colon Z \to B be a fibre bundle whose fibre is a closed smooth manifold MM, with structure group the diffeomorphism group of MM. Write Zb=π−1(b)Z_b = \pi^{-1}(b), and let TvZT_v Z be the vertical tangent bundle, made of the tangent spaces of the fibres. Let E,FE, F be complex vector bundles over ZZ, and let P=(Pb)b∈BP = (P_b)_{b \in B} be a continuous family of elliptic differential operators Pb ⁣:C∞(Zb;E)→C∞(Zb;F)P_b \colon C^\infty(Z_b; E) \to C^\infty(Z_b; F).

  1. The family has an analytic index ind⁡P∈K(B)\operatorname{ind} P \in K(B), the index bundle of the family of Fredholm operators obtained from PP. When dim⁡ker⁡Pb\dim \ker P_b is constant, it equals [ker⁡P]−[coker⁡P][\ker P] - [\operatorname{coker} P].
  2. The principal symbols define a class [σ(P)]∈Kc(Tv∗Z)[\sigma(P)] \in K_c(T_v^* Z). A fibrewise topological index gives a homomorphism t-ind⁡ ⁣:Kc(Tv∗Z)→K(B)\operatorname{t-ind} \colon K_c(T_v^* Z) \to K(B). It is built from an embedding of ZZ into B×ℝNB \times \R^N over BB and the Thom isomorphism in K-theory.
  3. The theorem states that ind⁡P=t-ind⁡[σ(P)]\operatorname{ind} P = \operatorname{t-ind}[\sigma(P)] in K(B)K(B), where KK is complex K-theory.

Remarks

The proof follows the K-theoretic proof of the Atiyah–Singer index theorem, carried out over the base BB. Both indices are homomorphisms with the same formal properties, and they agree for the basic families on vector bundles over BB. For BB a point it is the Atiyah–Singer index theorem, since K(point)=ℤK(\text{point}) = \Z.

Taking Chern characters gives a cohomological form: ch⁡(ind⁡P)\operatorname{ch}(\operatorname{ind} P) is obtained, up to a sign fixed by orientation conventions, by integrating ch⁡[σ(P)]\operatorname{ch}[\sigma(P)] times the Todd class of TvZ⊗ℂT_v Z \otimes \C over the fibres. The index bundle carries more information than the numerical index. Its rank is the numerical index of each PbP_b, and its Chern classes record how the kernels and cokernels twist over BB.

Example: let Q ⁣:C∞(M;E0)→C∞(M;F0)Q \colon C^\infty(M; E_0) \to C^\infty(M; F_0) be one elliptic operator on MM and let V→BV \to B be a complex vector bundle. On Z=B×MZ = B \times M take Pb=Q⊗id⁡VbP_b = Q \otimes \id_{V_b}. Then ker⁡Pb=ker⁡Q⊗Vb\ker P_b = \ker Q \otimes V_b and coker⁡Pb=coker⁡Q⊗Vb\operatorname{coker} P_b = \operatorname{coker} Q \otimes V_b, so ind⁡P=(ind⁡Q) [V]∈K(B)\operatorname{ind} P = (\operatorname{ind} Q)\,[V] \in K(B), an integer multiple of [V][V].

Going deeper

For a student

The families index theorem is used to compute determinant line bundles and their curvature, which is important in gauge theory and string theory. It is also the starting point for index theorems with values in the K-theory of C*-algebras, as in the work of Mishchenko and Fomenko on higher signatures. Its real version, with values in real K-theory, gives mod 22 invariants of families such as those used in the study of spin manifolds.

Reading path

To understand this page from the ground up, read these 85 pages in order. The foundations come first.

  1. Analytic index concept
  2. Chern character concept
  3. Chern class concept
  4. Clutching construction concept
  5. Cobordism concept
  6. Compact space concept
  7. Complex K-theory KU concept
  8. Contractible space concept
  9. Cup product concept
  10. Curvature form concept
  11. Determinant concept
  12. Dimension of an algebraic variety concept
  13. Dirac operator on a spin manifold concept
  14. Elliptic operator on a compact manifold concept
  15. Euler characteristic concept
  16. Exterior algebra concept
  17. Fiber bundle concept
  18. Fredholm index concept
  19. Fredholm operator concept
  20. Gaussian curvature concept
  21. General linear group object
  22. Geodesic concept
  23. Geodesic curvature concept
  24. Grassmannian as classifying space example
  25. Hilbert space concept
  26. Hilbert space adjoint concept
  27. Homotopy concept
  28. Homotopy group concept
  29. Identity matrix object
  30. Intersection form concept
  31. Levi-Civita connection concept
  32. Lie group concept
  33. Linear subspace concept
  34. Loop space concept
  35. Matrix definition
  36. Morse index concept
  37. Operator norm concept
  38. Orientation of a manifold concept
  39. Orientation of a real vector space concept
  40. Parametrised surface concept
  41. Pfaffian concept
  42. Pontryagin class concept
  43. Principal symbol concept
  44. Projective space concept
  45. Projective variety concept
  46. Real K-theory KO concept
  47. Reduced K-theory of a space concept
  48. Regular surface concept
  49. Relative homology concept
  50. Riemannian manifold concept
  51. Sheaf cohomology concept
  52. Signature of a quadratic form concept
  53. Singular cohomology concept
  54. Smooth manifold concept
  55. Smooth morphism concept
  56. Spin structure concept
  57. Suspension concept
  58. Thom space concept
  59. Todd class concept
  60. Unitary operator concept
  61. Vector bundle concept
  62. Â-genus as the index of the Dirac operator statement
  63. Grassmannian object
  64. Algebra of bounded operators on a Hilbert space object
  65. Transpose definition
  66. Hirzebruch signature theorem statement
  67. Thom isomorphism statement
  68. Tangent plane and normal vector of a surface concept
  69. Hirzebruch–Riemann–Roch theorem statement
  70. Conjugate transpose definition
  71. Orientable surface concept
  72. Orthogonal matrix definition
  73. Orthogonal group object
  74. Unitary matrix definition
  75. Gauss–Bonnet theorem statement
  76. Unitary group object
  77. Chern–Gauss–Bonnet theorem statement
  78. Special unitary group SU(n) example
  79. Kuiper's theorem statement
  80. Atiyah–Jänich theorem statement
  81. Bott's Morse-theoretic proof of periodicity statement
  82. Bott periodicity theorem statement
  83. Thom isomorphism in K-theory statement
  84. Atiyah–Singer index theorem statement
  85. Families index theorem statement

Further reading

  1. Web https://en.wikipedia.org/wiki/Atiyah–Singer_index_theorem
About this page
TagDHR34DAPNQ
URIm2://DHR34DAPNQ
Kindstatement, theorem
WritingW0 stub
MSC58J20, 19K56, 19L64
StatusThis copy of the site has no build data. Run m2 status DHR34DAPNQ.
AboutElliptic operator on a compact manifold, Complex K-theory KU
UsesAtiyah–Singer index theorem, Atiyah–Jänich theorem, Fiber bundle, Elliptic operator on a compact manifold, Principal symbol, Complex K-theory KU, Thom isomorphism in K-theory, Chern character
Changed3 November 2026

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